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国际贸易亚甄研究院 · 2026年11月1日

11月1日生效的船舶防污染新规:单证、罚则、过驳三处都变了

交通运输部2026年第17号令今日施行,运输单证须改用货物正式名称,普通货夹带或谎报污染危害性货物罚10万至20万元,过驳单航次审批压缩至24小时,但作业门槛与记录保存期同步抬高。

11月1日生效的船舶防污染新规:单证、罚则、过驳三处都变了

11月1日,交通运输部2026年第17号令正式施行。这是《船舶及其有关作业活动污染海洋环境防治管理规定》自2010年出台以来的第五次修订,也是改动最全面的一次。新规的背景是《生态环境法典》8月15日施行、《海洋环境保护法》与《大气污染防治法》同步废止,规章需要整体对标。但对做进出口的人来说,值得关注的不是立法技术,而是三处会直接影响操作和成本的硬变化。

第一处是单证。新规第29条要求运输单证注明货物的正式名称,而不是过去的技术名称,同时增加编号和注意事项;并明确托运人不得在普通货物中夹带污染危害性货物,也不得把污染危害性货物谎报为普通货物。这一条看似只是措辞调整,实际把品名申报的容错空间压得很小。

第二处是罚则。新规把原先笼统的处罚档位拆细了:在普通货物中夹带或谎报,罚10万至20万元;托运人未如实告知货物性质,罚5万至10万元;单证、包装、标志不符合要求,罚2万至10万元。向海域违法排放污染物的,从过去的3万至20万元提高到10万至30万元,情节严重的30万至50万元。未持有防污证书文书的,过去是警告或2万元以下,现在是责令改正并处1万至10万元,拒不改正的可责令船舶临时停航。执法逻辑从罚一笔变成先改、不改就停,这对船期的影响比罚款本身更大。

第三处是作业与记录。过驳作业的单航次审批从2个工作日压缩到24小时,定期适载申报从7日压缩到5个工作日,这是实实在在的时间红利。但门槛同步抬高:载运散装液体污染危害性货物的船舶做洗舱、清舱、驱气、置换,作业水域必须远离人口密集区、通航密集区、航道和军用水域;装卸或过驳超过300吨的散装油类、有毒液体,应当布设围油栏,不具备条件的要落实等效替代措施;3万载重吨以上油轮的货舱清舱、1万吨以上散装液体污染危害性货物的过驳,还要落实专项风险管控。记录方面,压载水记录簿在船保存2年、期满由公司再存3年,垃圾记录簿2年,含油污水和含有毒有害物质污水记录簿3年。

这些条款落到具体货种上,感受完全不同。能源油品链条上,供油船与受油船的作业报告新增了燃油以外燃料供受一项,作业后还要报送数量;LNG、甲醇、氨等新型燃料的供给单位必须完成备案,提交软管检测证明和燃料质量承诺书,供受单证要从燃油扩展为燃料,列明种类、数量、密度和含硫量,单证保存3年、油样留存1年。农资化肥里,硝酸铵类等品种本就按污染危害性货物管理,现在对包装、标志和正式名称的核验只会更细。有色金属的冶炼中间品、矿产品混装普货出运时,最容易在这是什么上出问题。

给货主四条可操作的建议。一是把品名口径统一到正式名称,报关单、舱单、危险货物申报三份文件的名称、编号和注意事项要逐字对齐,任何一份用俗称都会在查验环节被拦下。二是混装货逐件清点,不要为了省一个柜把少量危货塞进普货箱,这一档的罚则是10万至20万元,且明确指向托运人。三是用足24小时过驳窗口,但材料必须提前备齐,油样检测、软管检测、资质证书、应急预案,缺一项就得等。四是记录簿、供受单证和油样按新期限归档,事故或争议发生后,这些是划分责任的唯一凭证,而保存期现在已经拉到三到五年。

合规成本是前置的,罚款和停航是后置的。这笔账不难算。

English Version / 英文版

China's New Ship Pollution Rules Take Effect: What Changes for Documents, Penalties and Ship-to-Ship Transfer

On 1 November, Order No. 17 of 2026 from China's Ministry of Transport takes effect. It is the fifth revision of the rules governing pollution of the marine environment by ships and ship-related operations since 2010, and the broadest one yet. The trigger is the Ecological Environment Code that came into force on 15 August, which repealed the Marine Environment Protection Law and the Air Pollution Prevention Law, so the regulation had to be realigned. For anyone moving cargo in and out of China, however, the legislative mechanics matter far less than three practical changes that hit documentation, timing and cost.

Documentation comes first. Article 29 now requires transport documents to state a cargo's formal name rather than the technical name used in the past, and to add the relevant numbering and handling notes. It also states plainly that a shipper may not slip pollution-hazardous cargo into a general cargo booking, nor declare such cargo as general goods. On paper this looks like a wording tweak. In practice it removes most of the room for error in cargo description.

Penalties come second, and they have been broken into much finer tiers. Concealing or misdeclaring hazardous cargo within general goods now carries a fine of RMB 100,000 to 200,000. A shipper failing to disclose the nature of the cargo faces RMB 50,000 to 100,000. Documents, packaging or marks that do not comply draw RMB 20,000 to 100,000. Unlawful discharge into the sea has risen from RMB 30,000 to 200,000 up to RMB 100,000 to 300,000, and to RMB 300,000 to 500,000 in serious cases. Sailing without the required pollution-prevention certificates used to mean a warning or a fine under RMB 20,000; it now means an order to correct plus RMB 10,000 to 100,000, and a vessel can be ordered to suspend operations if it does not comply. The enforcement logic has shifted from imposing a fine to requiring correction first and stopping the ship if correction does not happen. For schedule risk, that matters more than the money.

The third change covers operations and record-keeping. Approval for a single-voyage ship-to-ship transfer has been cut from two working days to 24 hours, and periodic cargo-fitness declarations from seven days to five working days. That is real time saved. But the bar has gone up at the same time. Vessels carrying packaged liquid pollution-hazardous cargo must now perform tank washing, tank cleaning, gas freeing and purging well away from populated areas, busy navigation channels, fairways and military waters. Loading, discharging or transferring more than 300 tonnes of bulk oil or noxious liquid requires oil booms, or an equivalent measure where booms cannot be deployed. Tank cleaning on tankers above 30,000 deadweight tonnes and transfers above 10,000 tonnes of bulk liquid hazardous cargo require dedicated risk controls. On records, the ballast water record book must be kept on board for two years and then by the company for three more; the garbage record book for two years; the oily water and noxious liquid water record books for three years.

How much this bites depends on the commodity. In the fuel oil chain, the pre-operation report now includes bunkering of fuels other than oil, and quantities must be reported afterwards. Suppliers of LNG, methanol and ammonia must complete a filing, submit hose test certificates and a fuel quality undertaking, and issue bunker documents covering fuel type, quantity, density and sulphur content, retained for three years with samples held for one year. In fertilisers, ammonium nitrate grades were already treated as pollution-hazardous cargo, and checks on packaging, marks and formal names will only get tighter. For non-ferrous metals, smelter intermediates and mineral cargoes consolidated with general goods are where the question of what exactly this is tends to surface.

Four practical steps for shippers. First, standardise cargo descriptions on the formal name and align the customs declaration, the manifest and the dangerous goods declaration word for word, including numbering and handling notes; a colloquial name on any one of the three will stop the shipment at inspection. Second, count consolidated cargo piece by piece rather than hiding a small quantity of hazardous goods in a general container to save a box, because that tier carries a fine of RMB 100,000 to 200,000 and points directly at the shipper. Third, use the 24-hour transfer window, but have the paperwork ready in advance: sample analysis, hose testing, qualification certificates and contingency plans, since any missing item means waiting. Fourth, archive record books, bunker documents and samples to the new retention periods; after an incident or a dispute they are the only evidence that allocates liability, and the retention window now runs three to five years.

Compliance cost arrives before the shipment. Fines and suspensions arrive after it. The arithmetic is not difficult.

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